![]() The easiest place to look up information on executive pay is probably the annual proxy statement. You can locate information about executive pay in: (1) the company's annual proxy statement (2) the company's annual report on Form 10-K and (3) registration statements filed by the company to register securities for sale to the public. Several types of documents that a company files with the SEC include information about the company's executive compensation policies and practices. The federal securities laws require clear, concise and understandable disclosure about compensation paid to CEOs, CFOs and certain other high-ranking executive officers of public companies. The Laws That Govern the Securities Industry.Researching the Federal Securities Laws Through the SEC Website.Structured Notes with Principal Protection.Smart Beta, Quant Funds and other Non- Traditional Index Funds.Mutual Funds and Exchange-Traded Funds (ETFs).Publicly Traded Business Development Companies (BDCs).Stock Purchases and Sales: Long and Short.Pay Off Credit Cards or Other High Interest Debt.Public Service Campaign (new) – “Investomania”.Required Minimum Distribution Calculator.Investment Professional Background Check.Working with an Investment Professional. ![]() Five Questions to Ask Before You Invest.
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